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HAO Xin

郝心
CE BQC601Licensed IndividualSFO licence active
Official SFC record

HAO Xin (CE number BQC601) is an individual licensed by the Hong Kong SFC. First licensed on 2020-09-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
RepresentativeChina International Capital Corporation Hong Kong Asset Management Limited
中國國際金融香港資產管理有限公司
RepresentativeChina International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
RepresentativeChina International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
RepresentativeCICC US Securities (Hong Kong) Limited
中金美國證券(香港)有限公司

Licence Record (5)

2022-05-17 – present Current
China International Capital Corporation Hong Kong Asset Management Limited Rep
RA 9
2021-05-20 – present Current
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 2 RA 4
2021-05-20 – present Current
CICC US Securities (Hong Kong) Limited Rep
RA 1
2021-05-20 – present Current
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2020-09-17 – 2021-04-27
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQC601