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HAO Xin

郝心
CE BQC601Licensed IndividualSFO licence active
Official SFC record

HAO Xin (CE number BQC601) is an individual licensed by the Hong Kong SFC. First licensed on 2020-09-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHillhouse Investment Management Limited
高瓴投資管理有限公司

Licence Record (5)

2022-05-17 – 2026-07-28
China International Capital Corporation Hong Kong Asset Management Limited Rep
RA 9
2021-05-20 – 2026-07-28
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 2 RA 4
2021-05-20 – 2026-07-28
CICC US Securities (Hong Kong) Limited Rep
RA 1
2021-05-20 – 2026-07-28
China International Capital Corporation Hong Kong Futures Limited Rep
RA 2
2020-09-17 – 2021-04-27
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQC601