Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

ZENG Zhuo

曾琢
CE BPW929Licensed IndividualSFO licence active
Official SFC record

ZENG Zhuo (CE number BPW929) is an individual licensed by the Hong Kong SFC. First licensed on 2020-08-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeWFM Asia (HK) Limited

Licence Record (3)

2024-09-30 – present Current
WFM Asia (HK) Limited Rep
RA 4 RA 9
2020-08-03 – 2021-07-20
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4 RA 6
2020-08-03 – 2021-07-20
Merrill Lynch Far East Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPW929