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GIBSON Julia Lauren

CE BPK837Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GIBSON Julia Lauren (CE number BPK837) is an individual licensed by the Hong Kong SFC. First licensed on 2020-02-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerState Street Securities Hong Kong Limited

Licence Record (4)

2023-03-27 – present Current
State Street Securities Hong Kong Limited RO
RA 1
2022-05-10 – 2023-03-27
State Street Securities Hong Kong Limited Rep
RA 1
2020-02-27 – 2022-03-18
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2020-02-27 – 2022-03-18
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPK837