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LIN Xi

林曦
CE BPK764Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIN Xi (CE number BPK764) is an individual licensed by the Hong Kong SFC. First licensed on 2020-03-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerOrient Securities Limited
東方匯財證券有限公司
RepresentativeOrient Securities Limited
東方匯財證券有限公司

Licence Record (5)

2024-04-30 – present Current
Orient Securities Limited Rep
RA 1 RA 4
2024-04-30 – present Current
Orient Securities Limited RO
RA 9
2023-02-16 – 2024-03-31
TFI Asset Management Limited RO
RA 9
2020-03-10 – 2024-03-31
TFI Securities and Futures Limited Rep
RA 1
2020-03-10 – 2024-03-31
TFI Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPK764