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SHI Zhuoyue

石琢玥
CE BOZ221Licensed IndividualSFO licence active
Official SFC record

SHI Zhuoyue (CE number BOZ221) is an individual licensed by the Hong Kong SFC. First licensed on 2019-10-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (3)

2023-09-11 – present Current
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 6
2021-03-29 – 2023-07-28
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2019-10-14 – 2020-08-05
Macquarie Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOZ221