ZHANG Miao

張淼

CE BOX399Licensed IndividualResponsible OfficerSFO licence active

ZHANG Miao (CE number BOX399) is an individual licensed by the Hong Kong SFC. First licensed on 2019-11-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司

Licence Record (10)

2024-08-06 – present Current

CEB International Asset Management Corporation Limited RO

RA 1 RA 4 RA 9

2024-05-29 – 2024-08-06

CEB International Asset Management Corporation Limited Rep

RA 1 RA 4 RA 9

2021-11-04 – 2024-04-30

XinKong International Securities Limited RO

RA 1 RA 4

2021-11-04 – 2024-04-30

XinKong International Asset Management Limited RO

RA 9

2021-10-04 – 2021-11-04

XinKong International Securities Limited Rep

RA 1 RA 4

2021-10-04 – 2021-11-04

XinKong International Asset Management Limited Rep

RA 9

2021-03-31 – 2021-08-31

CNI Securities Group Limited RO

RA 1 RA 2 RA 4

2021-01-11 – 2021-06-09

CNI Securities Group Limited Rep

RA 1 RA 4

2020-11-02 – 2021-08-31

CNI Global Assets Management Limited RO

RA 9

2019-11-19 – 2020-11-02

CNI Global Assets Management Limited Rep

RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOX399