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XIAO Jiajia

肖佳佳
CE BOX069Licensed IndividualSFO licence active
Official SFC record

XIAO Jiajia (CE number BOX069) is an individual licensed by the Hong Kong SFC. First licensed on 2019-11-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 10 (Credit rating).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFitch (Hong Kong) Limited
惠譽國際評級有限公司

Licence Record (2)

2022-11-22 – present Current
Fitch (Hong Kong) Limited Rep
RA 10
2019-11-25 – 2022-10-18
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOX069