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CAO Xinyue

曹馨月
CE BOW552Licensed IndividualSFO licence active

CAO Xinyue (CE number BOW552) is an individual licensed by the Hong Kong SFC. First licensed on 2019-09-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePolymer Capital Management (HK) Limited
柏駿資本管理(香港)有限公司

Licence Record (2)

2021-01-19 – present Current
2019-09-25 – 2020-12-11