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TSE Hillary Wai Yi

謝瑋懿
CE BOQ785Licensed IndividualSFO licence active
Official SFC record

TSE Hillary Wai Yi (CE number BOQ785) is an individual licensed by the Hong Kong SFC. First licensed on 2019-08-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCMB International Asset Management Limited
招銀國際資產管理有限公司

Licence Record (3)

2024-08-12 – present Current
CMB International Asset Management Limited Rep
RA 1 RA 9
2023-12-04 – 2024-08-01
CMB International Securities Limited Rep
RA 1
2019-08-26 – 2023-07-28
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOQ785