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LIM San Seng

林新盛
CE BOP228Licensed IndividualSFO licence active
Official SFC record

LIM San Seng (CE number BOP228) is an individual licensed by the Hong Kong SFC. First licensed on 2019-07-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHansui Capital Company Limited
瀚隋資本有限公司

Licence Record (3)

2025-05-13 – present Current
Hansui Capital Company Limited Rep
RA 1 RA 4 RA 9
2019-07-17 – 2022-07-01
Innovest Securities Investment Limited Rep
RA 1
2019-07-17 – 2025-03-24
Dynasty Alliance Investment Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOP228