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LEE Thurston R

CE BOG360Licensed IndividualSFO licence active
Official SFC record

LEE Thurston R (CE number BOG360) is an individual licensed by the Hong Kong SFC. First licensed on 2019-04-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePoint72 Hong Kong Limited

Licence Record (3)

2024-01-29 – present Current
Point72 Hong Kong Limited Rep
RA 9
2021-05-03 – 2023-11-25
Goldman Sachs Asset Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2019-04-03 – 2021-05-05
Goldman Sachs (Asia) L.L.C. Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOG360