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KWAN Po Shan

關寶珊
CE BOD890Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWAN Po Shan (CE number BOD890) is an individual licensed by the Hong Kong SFC. First licensed on 2019-02-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSino Partner International Securities Limited
中合國際證券有限公司

Licence Record (4)

2024-06-24 – present Current
Sino Partner International Securities Limited RO
RA 1 RA 4 RA 9
2023-09-18 – 2024-03-04
Sinocon Securities International Limited RO
RA 1
2023-09-18 – 2024-03-04
Sinocon Capital International Limited RO
RA 4 RA 9
2019-02-27 – 2023-07-04
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOD890