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LI Wing Yiu

CE BOB878Licensed IndividualSFO licence active
Official SFC record

LI Wing Yiu (CE number BOB878) is an individual licensed by the Hong Kong SFC. First licensed on 2019-05-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOptima Capital Limited
創越融資有限公司

Licence Record (3)

2023-03-15 – present Current
Optima Capital Limited Rep
RA 1 RA 6
2021-04-26 – 2023-01-09
Caitong International Capital Co., Limited Rep
RA 1 RA 6
2019-05-14 – 2021-04-04
VBG Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOB878