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CHU Ka Wang Henry

朱家弘
CE BNV860Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Ka Wang Henry (CE number BNV860) is an individual licensed by the Hong Kong SFC. First licensed on 2018-11-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerNew Region Securities Company Limited
恒盛證券有限公司

Licence Record (5)

2024-09-03 – present Current
New Region Securities Company Limited RO
RA 1 RA 9
2021-07-20 – 2024-09-03
New Region Securities Company Limited Rep
RA 1 RA 9
2020-09-07 – 2021-03-31
Sino-Rich Securities & Futures Limited Rep
RA 9
2020-07-06 – 2020-09-02
Xen Capital (HK) Limited Rep
RA 9
2018-11-29 – 2019-04-30
Yue Xiu Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNV860