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HUA Zhongnan

華中南
CE BNU873Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUA Zhongnan (CE number BNU873) is an individual licensed by the Hong Kong SFC. First licensed on 2018-11-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Chengtong (Hong Kong) Asset Management Company Limited
中國誠通(香港)資產管理有限公司

Licence Record (4)

2025-02-10 – present Current
China Chengtong (Hong Kong) Asset Management Company Limited RO
RA 1 RA 4 RA 9
2024-05-22 – 2025-02-10
China Chengtong (Hong Kong) Asset Management Company Limited Rep
RA 1 RA 4 RA 9
2022-11-04 – 2024-04-15
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6
2018-11-16 – 2022-07-08
CMB International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNU873