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IP Stanley Ho-yin

葉浩然
CE BNU401Licensed IndividualSFO licence active
Official SFC record

IP Stanley Ho-yin (CE number BNU401) is an individual licensed by the Hong Kong SFC. First licensed on 2018-11-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePickers Capital Management Limited
鵬格斯資產管理有限公司

Licence Record (4)

2021-11-24 – present Current
Pickers Capital Management Limited Rep
RA 9
2019-03-20 – 2021-10-26
Phillip Capital Management (HK) Limited Rep
RA 9
2018-11-12 – 2021-10-26
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2018-11-12 – 2021-10-26
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNU401