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WU Ronald Ka Wai

吳嘉偉
CE BNS228Licensed IndividualSFO licence active
Official SFC record

WU Ronald Ka Wai (CE number BNS228) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOasis Management (Hong Kong)

Licence Record (2)

2021-02-17 – present Current
Oasis Management (Hong Kong) Rep
RA 4 RA 5 RA 9
2018-10-25 – 2020-12-11
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNS228