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HSU Tsung En

徐琮恩
CE BNO998Licensed IndividualSFO licence active
Official SFC record

HSU Tsung En (CE number BNO998) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGoldman Sachs Asset Management (Hong Kong) Limited
高盛資產管理(香港)有限公司

Licence Record (3)

2023-05-12 – present Current
Goldman Sachs Asset Management (Hong Kong) Limited Rep
RA 1 RA 9
2021-11-05 – 2023-05-02
Harvest Global Investments Limited Rep
RA 1 RA 4 RA 9
2018-10-31 – 2021-09-13
Premia Partners Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNO998