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LAI Yin King

賴燕琼
CE BNO630Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Yin King (CE number BNO630) is an individual licensed by the Hong Kong SFC. First licensed on 2020-12-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWealthQuay Asset Management Limited
華凱資產管理有限公司

Licence Record (3)

2026-07-27 – present Current
WealthQuay Asset Management Limited RO
RA 4 RA 9
2023-04-20 – 2026-03-12
Rockflow Securities Limited RO
RA 1 RA 4 RA 9
2020-12-18 – 2023-04-20
Rockflow Securities Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNO630