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LAM Kong Wah

林江華
CE BNO549Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAM Kong Wah (CE number BNO549) is an individual licensed by the Hong Kong SFC. First licensed on 2018-09-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerKuCoin Asset Management Limited
Responsible OfficerKuCoin Commodity Futures Limited
Responsible OfficerKuCoin HK Limited

Licence Record (8)

2026-06-23 – present Current
KuCoin HK Limited RO
RA 1 RA 4
2026-06-23 – present Current
KuCoin Commodity Futures Limited RO
RA 2 RA 5
2026-06-23 – present Current
KuCoin Asset Management Limited RO
RA 9
2026-04-29 – 2026-06-23
KuCoin HK Limited Rep
RA 1 RA 4
2026-04-29 – 2026-06-23
KuCoin Commodity Futures Limited Rep
RA 2
2026-04-29 – 2026-06-23
KuCoin Asset Management Limited Rep
RA 9
2022-02-16 – 2026-03-31
MC Financial Services Limited RO
RA 1 RA 2 RA 4 RA 9
2018-09-18 – 2022-02-16
MC Financial Services Limited Rep
RA 1 RA 2 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNO549