CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED
泰富證券控股集團有限公司
CE BLC140Licensed Corporation
CAPITAL NEXUS SECURITIES GROUP HOLDINGS LIMITED is a Hong Kong SFC licensed corporation (CE number BLC140). First licensed on 2018-04-20. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2018-04-20 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2018-04-20 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2018-04-20 |
| RA 9 | Asset Management | 提供資產管理 | 2018-04-20 |
Responsible Officers (2)
| CE No. | Name | Chinese |
|---|
| AJM781 | LEONG Chi Fung | 梁智鋒 |
| BKW033 | PUN Yat Kan | 潘一勤 |