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LYU Cong

吕聪
CE BNN864Licensed IndividualSFO licence active
Official SFC record

LYU Cong (CE number BNN864) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePoint72 Hong Kong Limited

Licence Record (2)

2023-08-29 – 2023-12-28
Bain Capital Private Equity (Asia) Limited Rep
RA 1
2018-10-11 – 2021-03-01
Rothschild & Co Hong Kong Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNN864