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LI Na

李娜
CE BNJ843Licensed IndividualSFO licence active
Official SFC record

LI Na (CE number BNJ843) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeABCI Capital Limited
農銀國際融資有限公司
RepresentativeABCI Securities Company Limited
農銀國際證券有限公司

Licence Record (3)

2021-10-04 – present Current
ABCI Capital Limited Rep
RA 1 RA 6
2021-10-04 – present Current
ABCI Securities Company Limited Rep
RA 1
2018-08-17 – 2021-09-17
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNJ843