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LIU Hao

刘昊
CE BNH973Licensed IndividualSFO licence active
Official SFC record

LIU Hao (CE number BNH973) is an individual licensed by the Hong Kong SFC. First licensed on 2018-08-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLGT Capital Partners (Asia-Pacific) Limited

Licence Record (2)

2021-12-20 – 2026-07-10
BlackRock Asset Management North Asia Limited Rep
RA 1 RA 4
2018-08-10 – 2021-08-27
Conning Asia Pacific Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNH973