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XING Li

邢莉
CE BMX389Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XING Li (CE number BMX389) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHuayu Securities Limited
華裕證券有限公司

Licence Record (5)

2021-09-09 – present Current
Huayu Securities Limited RO
RA 1 RA 4
2023-08-17 – 2024-01-31
Open Securities Limited RO
RA 1 RA 2 RA 4
2023-08-17 – 2024-01-31
Open Asset Management Limited RO
RA 4 RA 9
2021-06-08 – 2021-09-09
Huayu Securities Limited Rep
RA 1 RA 4
2018-05-17 – 2021-04-16
Leading Securities Company Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMX389