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SHI Han

石瀚
CE BMW912Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHI Han (CE number BMW912) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerABCI Capital Limited
農銀國際融資有限公司
RepresentativeABCI Capital Limited
農銀國際融資有限公司

Licence Record (2)

2021-10-08 – present Current
ABCI Capital Limited Rep
RA 1 RA 6
2018-05-28 – 2021-09-26
Shenwan Hongyuan Capital (H.K.) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMW912