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CHEN Xiaoqing

陳小青
CE BMW806Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Xiaoqing (CE number BMW806) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (6)

2026-02-04 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1 RA 6
2025-03-18 – 2025-12-11
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2022-03-11 – 2025-01-24
CMB International Global Markets Limited Rep
RA 1
2020-09-02 – 2025-01-24
CMB International Capital Limited Rep
RA 1 RA 6
2020-09-02 – 2025-01-24
CMB International Securities Limited Rep
RA 1
2018-05-16 – 2020-07-31
Dongxing Securities (Hong Kong) Company Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMW806