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SO Yik Hei Harris

蘇亦熙
CE BMU853Licensed IndividualSFO licence active
Official SFC record

SO Yik Hei Harris (CE number BMU853) is an individual licensed by the Hong Kong SFC. First licensed on 2018-05-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeEIG Global Energy (Asia) Limited
國際能源(亞洲)有限公司

Licence Record (3)

2022-01-11 – present Current
EIG Global Energy (Asia) Limited Rep
RA 1 RA 4
2019-05-14 – 2021-11-19
Evercore Asia Limited Rep
RA 1 RA 4 RA 6
2018-05-21 – 2019-04-12
Cutfield Freeman & Co. (Asia) Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMU853