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WAN Lu

萬璐
CE BMT254Licensed IndividualSFO licence active
Official SFC record

WAN Lu (CE number BMT254) is an individual licensed by the Hong Kong SFC. First licensed on 2018-06-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司

Licence Record (5)

2021-02-18 – present Current
CITIC Securities International Global Markets Limited Rep
RA 1 RA 2
2019-09-09 – 2021-01-07
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2019-08-09 – 2021-01-07
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1 RA 4
2018-06-14 – 2019-07-28
Zinvest Global Limited Rep
RA 1 RA 4
2018-06-14 – 2019-07-28
Zinvest Capital Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMT254