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LUI Kam Wah

呂錦華
CE BMO744Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUI Kam Wah (CE number BMO744) is an individual licensed by the Hong Kong SFC. First licensed on 2018-03-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWealth Management Cube Limited
富方投資平台有限公司

Licence Record (7)

2023-06-06 – present Current
Wealth Management Cube Limited RO
RA 1
2023-01-11 – 2023-06-06
Wealth Management Cube Limited Rep
RA 1
2022-05-06 – 2022-10-05
AJ Asset Management Limited Rep
RA 9
2021-03-04 – 2022-10-05
AJ SECURITIES LIMITED Rep
RA 1
2021-03-04 – 2022-10-05
AJ Futures Limited Rep
RA 2
2019-05-21 – 2021-02-23
China Merchants Futures (HK) Co., Limited Rep
RA 2
2018-03-14 – 2021-02-23
China Merchants Securities (HK) Co., Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMO744