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CHIM Lok Yi

詹樂怡
CE BMK659Licensed IndividualSFO licence active
Official SFC record

CHIM Lok Yi (CE number BMK659) is an individual licensed by the Hong Kong SFC. First licensed on 2018-04-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNorthern Trust Company of Hong Kong Limited, The

Licence Record (2)

2019-08-09 – present Current
Northern Trust Company of Hong Kong Limited, The Rep
RA 1
2018-04-04 – 2019-06-27
STI Asset Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMK659