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LIAN Zhe

廉哲
CE BMC489Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIAN Zhe (CE number BMC489) is an individual licensed by the Hong Kong SFC. First licensed on 2018-01-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina Vered Asset Management (Hong Kong) Limited
中薇資產管理(香港)有限公司
Responsible OfficerChina Vered Securities Limited
中薇證券有限公司

Licence Record (6)

2025-07-23 – present Current
China Vered Securities Limited RO
RA 1 RA 4
2025-07-23 – present Current
China Vered Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2025-07-04 – 2025-07-23
China Vered Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2025-07-04 – 2025-07-23
China Vered Securities Limited Rep
RA 4
2022-07-19 – 2025-05-28
L.V. Continuum & Co Limited Rep
RA 1 RA 4 RA 9
2018-01-24 – 2020-07-26
Zhongrong PT Securities Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMC489