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BROWNE Luke Richard Tyrrill

CE BLY989Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

BROWNE Luke Richard Tyrrill (CE number BLY989) is an individual licensed by the Hong Kong SFC. First licensed on 2018-01-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerManulife Investment Management (Hong Kong) Limited
宏利投資管理(香港)有限公司

Licence Record (3)

2020-05-04 – present Current
Manulife Investment Management (Hong Kong) Limited RO
RA 4 RA 5 RA 9
2020-03-17 – 2020-05-04
Manulife Investment Management (Hong Kong) Limited Rep
RA 4 RA 5 RA 9
2018-01-12 – 2018-01-19
UBS Asset Management (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLY989