CHAN Ka Wai

陳嘉威

CE BLR954Licensed IndividualResponsible OfficerSFO licence active

CHAN Ka Wai (CE number BLR954) is an individual licensed by the Hong Kong SFC. First licensed on 2018-01-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	Azure Lion International Asset Management Company Limited 青獅國際資產管理有限公司
Responsible Officer	Azure Lion International Securities Company Limited 青獅國際證券有限公司

Licence Record (11)

2025-09-02 – present Current

Azure Lion International Securities Company Limited RO

RA 1 RA 4

2025-09-02 – present Current

Azure Lion International Asset Management Company Limited RO

RA 9

2024-09-24 – 2025-08-31

HONOR CAPITAL (HK) LIMITED RO

RA 4 RA 9

2024-07-16 – 2024-09-24

HONOR CAPITAL (HK) LIMITED Rep

RA 4 RA 9

2024-05-13 – 2024-07-07

Grandly Financial Services Limited Rep

RA 1 RA 2

2024-05-13 – 2024-07-07

Smart Grandly Asset Management Limited Rep

RA 4

2022-11-07 – 2024-04-22

WEBULL SECURITIES LIMITED Rep

RA 1 RA 2 RA 4

2021-09-28 – 2021-12-31

Quam Securities Limited Rep

RA 1 RA 2 RA 4

2019-10-11 – 2021-09-05

SBI China Capital Financial Services Limited Rep

RA 1 RA 4 RA 9

2018-02-07 – 2019-09-22

Black Marble Securities Limited Rep

RA 1

2018-01-16 – 2018-01-31

OnePlatform Asset Management Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLR954