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KAM Chor Wai

金楚威
CE BLL144Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KAM Chor Wai (CE number BLL144) is an individual licensed by the Hong Kong SFC. First licensed on 2017-12-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSprout Asset Management (Asia) Limited

Licence Record (3)

2024-10-10 – present Current
Sprout Asset Management (Asia) Limited RO
RA 6
2024-09-24 – 2024-10-10
Sprout Asset Management (Asia) Limited Rep
RA 6
2017-12-18 – 2023-06-30
VMS Securities Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLL144