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Sprout Asset Management (Asia) Limited

CE BDW665Licensed Corporation
Date of licence (SFO)
2014-12-08
Register as of
2026-07-23
Last indexed
2026-07-24 00:05 UTC
Official SFC record

Sprout Asset Management (Asia) Limited is a Hong Kong SFC licensed corporation (CE number BDW665). First licensed on 2014-12-08. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2014-12-08
RA 4Advising on Securities就證券提供意見2014-12-08
RA 6Advising on Corporate Finance就機構融資提供意見2024-03-21
RA 9Asset Management提供資產管理2014-12-08

Responsible Officers (5)

CE No.NameChinese
ACP470SHUM Kwok Fai岑國輝
ALQ136GARRETT Adam Guy Orlebar蓋首男
AOV740LEE David Hyung-tek李享澤
AVK467MAK Terence Chung Sing麥頌聲
BLL144KAM Chor Wai金楚威

Representatives (1)

CE No.NameChinese
BIO509CHAN Yue Tak, Andrew陳裕德

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BDW665