Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

KWOK Hei Yu

郭晞瑜
CE BLH236Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Hei Yu (CE number BLH236) is an individual licensed by the Hong Kong SFC. First licensed on 2017-12-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGrand Capital Securities Limited
大唐資本證券有限公司
RepresentativeGrand Capital Securities Limited
大唐資本證券有限公司

Licence Record (4)

2024-10-17 – present Current
Grand Capital Securities Limited RO
RA 1
2020-05-13 – present Current
Grand Capital Securities Limited Rep
RA 1 RA 4 RA 9
2020-07-13 – 2024-12-17
Grand Capital Futures Limited Rep
RA 2
2017-12-11 – 2020-04-23
Ark Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLH236