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LEE Shao Tang

李紹唐
CE BLA303Licensed IndividualSFO licence active
Official SFC record

LEE Shao Tang (CE number BLA303) is an individual licensed by the Hong Kong SFC. First licensed on 2017-10-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAletheia Analyst Network Limited

Licence Record (4)

2026-10-02 – present Current
Aletheia Analyst Network Limited Rep
RA 4
2025-10-15 – 2026-07-03
BNP Paribas Securities (Asia) Limited Rep
RA 4
2022-10-03 – 2024-06-06
UBS Securities Asia Limited Rep
RA 1 RA 2
2017-10-10 – 2022-06-10
Nomura International (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BLA303