Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WU Shangjin

武尚晋
CE BKY371Licensed IndividualSFO licence active
Official SFC record

WU Shangjin (CE number BKY371) is an individual licensed by the Hong Kong SFC. First licensed on 2017-09-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRedient Capital HK Limited

Licence Record (3)

2025-02-26 – present Current
Redient Capital HK Limited Rep
RA 4 RA 9
2024-02-22 – 2024-12-01
China Industrial Securities International Brokerage Limited Rep
RA 1 RA 4
2017-09-13 – 2019-08-11
Southwest Securities (HK) Brokerage Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKY371