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LEUNG Soi Chi

梁瑞芝
CE BKW301Licensed IndividualSFO licence active
Official SFC record

LEUNG Soi Chi (CE number BKW301) is an individual licensed by the Hong Kong SFC. First licensed on 2017-09-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 5 (Advising on futures).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeFirst Shanghai Futures Limited
第一上海期貨有限公司
RepresentativeFirst Shanghai Securities Limited
第一上海證券有限公司

Licence Record (4)

2019-12-19 – present Current
First Shanghai Securities Limited Rep
RA 1
2019-12-13 – present Current
First Shanghai Futures Limited Rep
RA 2
2019-02-18 – 2019-11-30
Xuantie International Investment Co., Ltd Rep
RA 2 RA 5
2017-09-19 – 2019-01-22
TFI Securities and Futures Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKW301