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LIU Li

劉麗
CE BKP926Licensed IndividualSFO licence active
Official SFC record

LIU Li (CE number BKP926) is an individual licensed by the Hong Kong SFC. First licensed on 2017-08-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSBI China Capital Financial Services Limited
軟庫中華金融服務有限公司

Licence Record (3)

2021-06-08 – present Current
SBI China Capital Financial Services Limited Rep
RA 1 RA 4 RA 9
2019-09-13 – 2021-05-28
PICC Asset Management (Hong Kong) Company Limited Rep
RA 4 RA 9
2017-08-22 – 2019-08-30
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKP926