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CHAN Wing Lam

陳泳霖
CE BKJ927Licensed IndividualSFO licence active
Official SFC record

CHAN Wing Lam (CE number BKJ927) is an individual licensed by the Hong Kong SFC. First licensed on 2017-08-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFiera Capital (Asia) Hong Kong Limited
凱華投資香港有限公司

Licence Record (4)

2023-04-24 – present Current
Fiera Capital (Asia) Hong Kong Limited Rep
RA 9
2019-04-23 – 2022-06-30
Houlihan Lokey (China) Limited Rep
RA 1 RA 4 RA 6
2018-01-09 – 2019-02-01
Tiger Securities Asset Management Company Limited Rep
RA 1
2017-08-11 – 2017-12-22
RaffAello Securities (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKJ927