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CHONG Wai Ho

莊偉豪
CE BKB680Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHONG Wai Ho (CE number BKB680) is an individual licensed by the Hong Kong SFC. First licensed on 2017-07-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEquities First Holdings Hong Kong Limited

Licence Record (4)

2023-08-14 – present Current
Equities First Holdings Hong Kong Limited RO
RA 1
2020-10-07 – 2023-08-14
Equities First Holdings Hong Kong Limited Rep
RA 1
2019-03-04 – 2020-07-14
Jefferies Hong Kong Limited Rep
RA 4
2017-07-21 – 2019-03-01
Daiwa Capital Markets Hong Kong Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKB680