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GAO Xin

高鑫
CE BKB159Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GAO Xin (CE number BKB159) is an individual licensed by the Hong Kong SFC. First licensed on 2021-07-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCITIC CFI Securities Company Limited
中信信期國際證券有限公司
RepresentativeCITIC Futures International Company Limited
中信期貨國際有限公司

Licence Record (3)

2022-11-09 – present Current
CITIC CFI Securities Company Limited RO
RA 1 RA 4
2021-07-09 – present Current
CITIC Futures International Company Limited Rep
RA 2
2022-06-01 – 2022-11-09
CITIC CFI Securities Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKB159