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ZHU Guyi

朱谷憶
CE BJZ582Licensed IndividualResponsible OfficerSFO licence activeAMLO licence active
Official SFC record

ZHU Guyi (CE number BJZ582) is an individual licensed by the Hong Kong SFC. First licensed on 2017-07-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management), Type 101 (Virtual-asset platform). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services
RA 9 Asset Management
AMLO VA Operating a Virtual Asset Trading Platform

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPanthertrade (Hong Kong) Limited
獵豹交易(香港)有限公司

Licence Record (2)

2018-05-16 – 2018-07-08
ICBC Asset Management (Global) Company Limited Rep
RA 4 RA 9
2017-07-14 – 2019-11-05
Goldman Sachs Asset Management (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJZ582