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YANG Zixiao

楊子瀟
CE BJN959Licensed IndividualSFO licence active
Official SFC record

YANG Zixiao (CE number BJN959) is an individual licensed by the Hong Kong SFC. First licensed on 2017-06-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeArete Research Asia Limited

Licence Record (5)

2023-11-14 – present Current
Arete Research Asia Limited Rep
RA 4
2020-11-27 – 2023-11-01
Blue Lotus Capital Advisors Limited RO
RA 4
2019-02-18 – 2019-03-29
HSBC Investment Funds (Hong Kong) Limited Rep
RA 1
2019-01-04 – 2019-03-29
HSBC Global Asset Management (Hong Kong) Limited Rep
RA 1 RA 4
2017-06-07 – 2020-11-27
Blue Lotus Capital Advisors Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJN959