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HUI Ka Yu

許嘉宇
CE BJM332Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HUI Ka Yu (CE number BJM332) is an individual licensed by the Hong Kong SFC. First licensed on 2017-06-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerResocore Asset Management Limited
晉峰資產管理有限公司
Responsible OfficerResocore Securities Limited
晉峰證券有限公司

Licence Record (7)

2025-11-07 – present Current
Seazen Resources Securities Limited RO
RA 1
2025-11-07 – present Current
Seazen Resources Asset Management Limited RO
RA 4 RA 9
2022-03-28 – 2025-10-15
Lindale Capital Limited RO
RA 1 RA 4 RA 9
2021-10-26 – 2022-02-28
Frontier Capital Management Limited RO
RA 1 RA 4 RA 9
2020-05-21 – 2021-10-26
Frontier Capital Management Limited Rep
RA 1 RA 4 RA 9
2017-06-02 – 2020-05-08
Delta Asia Securities Limited Rep
RA 1 RA 4
2017-06-02 – 2020-05-08
Delta Asia Wealth Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJM332