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HE Li

何櫟
CE BJK530Licensed IndividualSFO licence active
Official SFC record

HE Li (CE number BJK530) is an individual licensed by the Hong Kong SFC. First licensed on 2017-04-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSG Securities (HK) Limited
法國興業證券(香港)有限公司

Licence Record (4)

2025-10-14 – present Current
SG Securities (HK) Limited Rep
RA 2
2021-07-20 – 2025-04-29
Goldman Sachs (Asia) L.L.C. Rep
RA 1
2021-07-20 – 2025-04-29
Goldman Sachs (Asia) Securities Limited Rep
RA 2
2017-04-13 – 2017-07-14
Morgan Stanley Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJK530