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SHANG Xiaolin

尚小琳
CE BJI815Licensed IndividualSFO licence active
Official SFC record

SHANG Xiaolin (CE number BJI815) is an individual licensed by the Hong Kong SFC. First licensed on 2017-04-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHaitong International Securities Company Limited
海通國際證券有限公司

Licence Record (3)

2022-03-16 – present Current
Haitong International Securities Company Limited Rep
RA 1 RA 4
2019-10-08 – 2021-11-19
China Renaissance Securities (Hong Kong) Limited Rep
RA 1 RA 4
2017-04-05 – 2019-08-05
Mizuho Securities Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJI815