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WU Xueni

吳雪妮
CE BJI146Licensed IndividualSFO licence active
Official SFC record

WU Xueni (CE number BJI146) is an individual licensed by the Hong Kong SFC. First licensed on 2017-04-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeMerrill Lynch (Asia Pacific) Limited
RepresentativeMerrill Lynch Far East Limited

Licence Record (3)

2019-07-15 – present Current
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2018-07-03 – present Current
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2017-04-07 – 2018-06-19
UBS Securities Asia Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BJI146